Securities and Exchange Board of India
|
Date |
Notifications/ Orders/ Circulars/ Press Release |
Accessible at |
|
01
October 2020 |
Standard
Operating Procedure in the cases of Trading Member / Clearing Member leading
to default - Extension of timeline for submission of the Undertaking cum
Indemnity bond by the Trading members (TMs) / Clearing Members (CMs) for all
the bank accounts |
|
|
01
October 2020 |
Circular
on Review of provisions regarding valuation of debt and money market
instruments due to the COVID - 19 pandemic |
|
|
01
October 2020 |
Relaxation
in timelines for compliance with regulatory requirements |
|
|
01
October 2020 |
Framework
for monitoring of foreign holding in Depository Receipts |
|
|
29
September 2020 |
Relaxation
with respect to Validity of SEBI Observations and Revision in issue size |
|
|
28
September 2020 |
Securities
and Exchange Board of India (Issue of Capital and Disclosure Requirements)
(Fourth Amendment) Regulations, 2020 |
|
|
28
September 2020 |
Amendments
to guidelines for preferential issue and institutional placement of units by
a listed InvIT |
|
|
28
September 2020 |
Amendments
to guidelines for preferential issue and institutional placement of units by
a listed REIT |
|
|
28
September 2020 |
Recovery
of assets of defaulter member and recovery of funds from debit balance
clients of defaulter member for meeting the obligations of clients / Stock
Exchange / Clearing Corporation |
|
|
28
September 2020 |
Operating
Guidelines for Investment Advisers in International Financial Services Centre
(IFSC) – Amendments |
|
|
23
September 2020 |
Guidelines
for Investment Advisers |
https://www.sebi.gov.in/legal/circulars/sep-2020/guidelines-for-investment-advisers_47640.html
|
|
23
September 2020 |
Rationalization
of Eligibility criteria and Disclosure requirements for Rights Issues |
|
|
23
September 2020 |
System-Driven
Disclosures (SDD) under SEBI (SAST) Regulations, 2011 |
|
|
23
September 2020 |
Circular
on Resources for Trustees of Mutual Funds |
|
|
21
September 2020 |
Write-off
of shares held by FPIs |
https://www.sebi.gov.in/legal/circulars/sep-2020/write-off-of-shares-held-by-fpis_47608.html
|
|
21
September 2020 |
SEBI
constitutes Technical group on Social Stock Exchange |
|
|
21
September 2020 |
Alternate
Risk Management Framework Applicable in case of Near Zero and Negative Prices |
|
|
18
September 2020 |
Regulatory
measures to continue |
https://www.sebi.gov.in/media/press-releases/sep-2020/regulatory-measures-to-continue_47588.html
|
|
17
September 2020 |
Circular
on Mutual Funds |
https://www.sebi.gov.in/legal/circulars/sep-2020/circular-on-mutual-funds_47574.html
|
|
16
September 2020 |
Listing
and trading of units of Infrastructure Investment Trusts (InvITs) and Real
Estate Investment Trusts (REITs) on recognized stock exchanges in International
Financial Services Centres (IFSC) |
|
|
15
September 2020 |
Collection
and Reporting of Margins by Trading Member (TM) / Clearing Member (CM) in
Cash Segment - Clarification |
|
|
13
September 2020 |
Clarification
pursuant to Circular dated September 11, 2020 - Regarding Asset Allocation of
Multi Cap Schemes of Mutual Funds |
|
|
11
September 2020 |
Circular
on Asset Allocation of Multi Cap Funds |
|
|
09
September 2020 |
Operating
Guidelines for Portfolio Managers in International Financial Services Centre |
|
|
09
September 2020 |
Automation
of Continual Disclosures under Regulation 7(2) of SEBI (Prohibition of
Insider Trading) Regulations, 2015 - System driven disclosures |
|
|
09
September 2020 |
Re-lodgement
of Transfer Requests of Shares |
|
|
08
September 2020 |
Entities
permitted to undertake e-KYC Aadhaar Authentication service of UIDAI in
Securities Market – Addition of NSE to the list |
|
|
07
September 2020 |
Re-lodgement
of Transfer Requests Shares |
https://www.sebi.gov.in/legal/circulars/sep-2020/re-lodgement-of-transfer-requests-shares_47500.html
|
|
02
September 2020 |
Review
of provision regarding segregation of portfolio due to the COVID – 19
Pandemic |
|
|
02
September 2020 |
Disclosures
on Margin obligations given by way of Pledge Re-pledge in the Depository
System |
|
|
01
September 2020 |
Review
of debt and money market securities transactions disclosure |
|
|
31
August 2020 |
Temporary
relaxation in processing of documents pertaining to FPIs due to COVID-19 |
|
|
31
August 2020 |
Relaxation
from default recognition due to restructuring of debt |
|
|
27
August 2020 |
‘Grievance
Resolution between listed entities and proxy advisers’ – Extension of
timeline for implementation |
|
|
27
August 2020 |
Execution
of Power of Attorney (PoA) by the Client in favour of the Stock Broker /
Stock Broker and Depository Participant |
|
|
27
August 2020 |
Procedural
Guidelines for Proxy Advisors’ - Extension of implementation timeline |
|
|
26
August 2020 |
Regulatory
measures to continue |
https://www.sebi.gov.in/media/press-releases/aug-2020/regulatory-measures-to-continue_47408.html |
|
24
August 2020 |
Master
Circular for Mutual Funds |
https://www.sebi.gov.in/legal/master-circulars/aug-2020/master-circular-for-mutual-funds_47382.html |
|
21
August 2020 |
Securities
and Exchange Board of India (International Financial Services Centres)
Guidelines, 2015 - Amendments |
|
|
21
August 2020 |
Securities
and Exchange Board of India (International Financial Services Centres)
Guidelines, 2015- Amendments |
|
|
18
August 2020 |
Corrigendum
to Master Circular for Depositories dated October 25, 2019 on preservation of
records |
|
|
13
August 2020 |
Investor
grievances redressal mechanism – Handling of SCORES complaints by stock
exchanges and Standard Operating Procedure for non-redressal of grievances by
listed companies |
|
|
11
August 2020 |
Public
notice for Processing of Complaints only through SCORES |
|
|
10
August 2020 |
Resources
for Trustees of Mutual Funds |
https://www.sebi.gov.in/legal/circulars/aug-2020/resources-for-trustees-of-mutual-funds_47291.html |
|
07
August 2020 |
SEBI (International
Financial Services Centres) Guidelines, 2015 - Amendment |
|
|
06
August 2020 |
Administration
and Supervision of Investment Advisers |
|
|
05
August 2020 |
Securities
and Exchange Board of India (Listing Obligations and Disclosure Requirements)
(Second Amendment) Regulations, 2020 |
|
|
04
August 2020 |
Grievance
Resolution between listed entities and proxy advisers |
|
|
04
August 2020 |
Decentralization
of work related to Registration of Portfolio Managers |
|
|
03
August 2020 |
Procedural
Guidelines for Proxy Advisors |
https://www.sebi.gov.in/legal/circulars/aug-2020/procedural-guidelines-for-proxy-advisors_47250.html |
|
31 July
2020 |
Clarification
on applicability of regulation 40(1) of SEBI (Listing Obligations and Disclosure
Requirements) Regulations, 2015 to open offers, buybacks and delisting of
securities of listed entities |
|
|
31 July
2020 |
Use of
digital signature certifications for authentication / certification of
filings / submissions made to Stock Exchanges |
|
|
31 July
2020 |
Collection
and Reporting of Margins by Trading Member (TM) / Clearing Member (CM) in Cash
Segment |
|
|
29 July
2020 |
Relaxation
in timelines for compliance with regulatory requirements |
|
|
29 July
2020 |
Implementation
of SEBI circular on Margin obligations to be given by way of Pledge /
Re-pledge in the Depository System |
|
|
29 July
2020 |
Relaxation
in timelines for compliance with regulatory requirements |
|
|
29 July
2020 |
Extension
of time for submission of financial results for the quarter/half year/
financial year ended 30th June 2020 |
|
|
27 July
2020 |
Relaxations
relating to procedural matters - Takeover and Buy-back |
|
|
24 July
2020 |
Relaxations
relating to procedural matters - Issues and Listing |
|
|
24 July
2020 |
Recording
of all types of Encumbrances in Depository system |
|
|
23 July
2020 |
Allowing
Offer for Sale (OFS) and Rights Entitlements (RE) transactions during trading
window closure period |
|
|
23 July
2020 |
Reporting
to Stock Exchanges regarding violations under Securities and Exchange Board
of India (Prohibition of Insider Trading) Regulations, 2015 relating to the
Code of Conduct (CoC) |
|
|
22 July
2020 |
Circular
on Transaction in Corporate Bonds/Commercial Papers through RFQ platform and
enhancing transparency pertaining to debt schemes |
|
|
21 July
2020 |
Regulatory
measures to continue |
https://www.sebi.gov.in/media/press-releases/jul-2020/regulatory-measures-to-continue_47108.html |
|
21 July
2020 |
Facility
to view status of deficiency in claim applications and making good those
deficiencies for investors/applicants with claims between Rs. 5,000/- and Rs.
7,000/- |
|
|
21 July
2020 |
Review
of Stress Testing Methodology for Positions with Early Pay-in |
|
|
20 July
2020 |
Eligibility
Criteria for Selection of Underlying Commodity Futures for Options on
Commodity Futures |
|
|
20 July
2020 |
Framework
to Enable Verification of Upfront Collection of Margins from Clients in Cash
and Derivatives segments |
|
|
17 July
2020 |
Manner
and mechanism of providing exit option to dissenting unit holders pursuant to
Regulation 22(5C) and Regulation 22(7) of SEBI (Infrastructure Investment
Trusts Regulations), 2014 |
|
|
17 July
2020 |
Manner
and mechanism of providing exit option to dissenting unit holders pursuant to
Regulation 22(6A) and Regulation 22(8) of SEBI (Real Estate Investment Trusts
Regulations), 2014 |
|
|
15 July
2020 |
Relaxation
from compliance with provisions of the SEBI (Issue and Listing of Debt
Securities) Regulations, 2008 (“ILDS Regulation”), SEBI (Non-Convertible
Redeemable Preference Shares) Regulations, 2013 (“NCRPS Regulations”) and
SEBI Circulars relating to Listing of Commercial Papers |
|
|
14 July
2020 |
Extension
of Timeline for submission of public comments on the Report of the Working
Group on Social Stock Exchange |
|
|
13 July
2020 |
Guidelines
for Issue and Listing of Structured Products/ Market Linked
Debentures-Amendments |
|
|
10 July
2020 |
Master
Circular for Commodity Derivatives Market |
|
|
09 July
2020 |
Securities
and Exchange Board of India (International Financial Services Centres)
Guidelines, 2015- Amendments |
|
|
08 July
2020 |
SEBI
signs MoU with CBDT |
https://www.sebi.gov.in/media/press-releases/jul-2020/sebi-signs-mou-with-cbdt_47030.html
|
|
07 July
2020 |
Relaxation
from compliance with certain provisions of the SEBI (Issue and Listing of
Municipal Debt Securities) Regulations, 2015 (ILDM Regulations) and certain
SEBI Circulars due to the CoVID -19 virus pandemic |
|
|
03 July
2020 |
SEBI
notifies Amendments to SEBI (Investment Advisers) Regulations, 2013 |
|
|
01 July
2020 |
Standard
Operating Procedure in the cases of Trading Member / Clearing Member leading
to default |
|
|
01 July
2020 |
Relaxation
from compliance to REITs and InvITs due to the CoVID-19 virus pandemic-
Amendment |
|
|
01 July
2020 |
Securities
and Exchange Board of India (Issue of Capital and Disclosure Requirements)
(Third Amendment) Regulations, 2020 |
|
|
01 July
2020 |
Securities
and Exchange Board of India (Substantial Acquisition of Shares and Takeovers)
(Third Amendment) Regulations, 2020 |
|
|
30 June
2020 |
Relaxation
in timelines for compliance with regulatory requirements |
|
|
30 June
2020 |
Collection
of stamp duty on issue, transfer and sale of units of AIFs |
|
|
29 June
2020 |
Guidelines
for Portfolio Managers - Extension of implementation timeline |
|
|
26 June
2020 |
Relaxation
of time gap between two board / Audit Committee meetings of listed entities
owing to the CoVID-19 pandemic |
|
|
25 June
2020 |
Further
extension of time for submission of Annual Secretarial Compliance Report by
listed entities due to the continuing impact of the CoVID-19 pandemic |
|
|
25 June
2020 |
SEBI
Board Meeting |
https://www.sebi.gov.in/media/press-releases/jun-2020/sebi-board-meeting_46929.html
|
|
24 June
2020 |
Guidelines
for Order-to-trade ratio (OTR) for Algorithmic Trading |
|
|
24 June
2020 |
Further
extension of time for submission of financial results for the quarter/half
year/financial year ending 31st March 2020 due to the continuing impact of
the CoVID-19 pandemic |
|
|
23 June
2020 |
Relaxations
for Listed Companies having stressed assets |
|
|
23 June
2020 |
Operational
framework for transactions in defaulted debt securities post maturity date/
redemption date under provisions of SEBI (Issue and Listing of Debt
Securities) Regulations, 2008 |
|
|
23 June
2020 |
Temporary
relaxation in processing of documents pertaining to FPIs due to COVID-19 |
|
|
22 June
2020 |
Securities
and Exchange Board of India (Issue of Capital and Disclosure Requirements) (
Second Amendment) Regulations, 2020 |
|
|
22 June
2020 |
Securities
and Exchange Board of India (Substantial Acquisition of Shares and Takeovers)
(Second Amendment) Regulations, 2020 |
|
|
22 June
2020 |
Conducting
meeting of unit-holders of InvITs and REITs through Video Conferencing (VC)
or through other audio-visual means (OAVM) |
|
|
19 June
2020 |
Relaxation
in timelines for compliance with regulatory requirements |
|
|
18 June
2020 |
Regulatory
measures to continue (COVID-19) |
https://www.sebi.gov.in/media/press-releases/jun-2020/regulatory-measures-to-continue_46875.html
|
|
16 June
2020 |
Securities
and Exchange Board of India (Real Estate Investment Trusts) (Second
Amendment) Regulations, 2020 |
|
|
16 June
2020 |
Securities
and Exchange Board of India (Infrastructure Investment Trusts) (Second
Amendment) Regulations, 2020 |
|
|
16 June
2020 |
Securities
and Exchange Board of India (Issue of Capital and Disclosure Requirements)
(Amendment) Regulations, 2020 |
|
|
16 June
2020 |
Securities
and Exchange Board of India (Substantial Acquisition of Shares and Takeovers)
(Amendment) Regulations, 2020 |
|
|
16 June
2020 |
Notice
inviting comments on the recommendation made by High Level Committee under
the Chairmanship of Justice A. R. Dave, Retired Judge, Supreme Court of
India, on the Measures for Strengthening the Enforcement Mechanism of the
Board and Incidental Issues |
|
|
16 June
2020 |
Report
of High Level Committee Under the Chairmanship of Justice (Retd.) Anil R.
Dave on the Measures for Strengthening the Enforcement Mechanism of the Board
and Incidental Issues |
|
|
12 June
2020 |
Investment
by the sponsor or asset management company in the scheme |
|
|
12 June
2020 |
Clarifications
with respect to Circular dated February 05, 2020 on ‘Disclosure Standards for
Alternative Investment Funds (AIFs) |
|
|
09 June
2020 |
Relaxations
from certain provisions of the SEBI (Issue of Capital and Disclosure
Requirements) Regulations, 2018 in respect of Further Public Offer |
|
|
08 June
2020 |
Relaxation
from compliance with certain provisions of the SEBI (Issue and Listing of
Debt Securities) Regulations, 2008 and SEBI (Non-Convertible Redeemable
Preference Shares) Regulations, 2013 and certain SEBI Circulars due to the
COVID -19 virus pandemic
|
|
|
05 June
2020 |
Participation
of Mutual Funds in Commodity Derivatives Market in India |
|
|
05 June
2020 |
Framework
for Regulatory Sandbox |
https://www.sebi.gov.in/legal/circulars/jun-2020/framework-for-regulatory-sandbox_46778.html
|
|
04 June
2020 |
Relaxation
in compliance with requirements pertaining to AIFs and VCFs |
|
|
04 June
2020 |
Facility
to view status of/deficiency in claim applications and making good those
deficiencies
|
|
|
02 June
2020 |
Facility
to view status of/deficiency in claim applications and making good those
deficiencies |
|
|
01 June
2020 |
PR -
Report submitted by the Working Group on Social Stock Exchange |
|
|
01 June
2020 |
Report
of the working group on Social Stock Exchange |
|
|
29 May
2020 |
Implementation
of provision regarding Power of Attorney in circular dated February 25, 2020
– Extension |
|
|
26 May
2020 |
Guidelines
for identification and selection of location as a delivery centre(s) for
commodity derivatives contract |
|
|
25 May
2020 |
Implementation
of Circular on ‘Margin obligations to be given by way of Pledge / Re-pledge
in the Depository System’ - Extension |
|
|
22 May
2020 |
Regulatory
measures introduced by SEBI to continue in view of ongoing uncertainty |
|
|
21 May 2020 |
Review
of Post-Default Curing Period for CRAs |
|
|
20 May
2020 |
Circular
on Listing of Mutual Fund schemes that are in the process of winding up |
|
|
20 May
2020 |
Advisory
on disclosure of material impact of COVID-19 pandemic on listed entities
under SEBI (Listing Obligations and Disclosure Requirements) Regulations,
2015 |
|
|
15 May
2020 |
Relaxation
in timelines for compliance with regulatory requirements |
|
|
14 May
2020 |
Relaxation
from the applicability of SEBI Circular dated October 10, 2017 on
non-compliance with the Minimum Public Shareholding (MPS) requirements |
|
|
14 May
2020 |
Relaxations
relating to procedural matters – Takeovers and Buy-back |
|
|
12 May
2020 |
Additional
relaxation in relation to compliance with certain provisions of SEBI (Listing
Obligations and Disclosure Requirements) Regulations 2015 – Covid-19 pandemic |
|
|
12 May
2020 |
Entities
permitted to undertake e-KYC Aadhaar Authentication service of UIDAI in Securities
Market |
|
|
08 May
2020 |
Securities
and Exchange Board of India (Payment of Fees) (Amendment) Regulations, 2020 |
|
|
07 May
2020 |
SEBI
advises Franklin Templeton mutual fund to focus on returning money to
investors |
|
|
06 May
2020 |
Relaxations
relating to procedural matters – Issues and Listing |
|
|
03 May
2020 |
SEBI
Notification on COVID-19 |
|
|
30
April 2020 |
Circular
on relaxation in compliance with requirements pertaining to Mutual Funds |
|
|
29
April 2020 |
SEBI
eases the Know Your Client (KYC) Process by enabling online KYC, use of
Technology/ App by the registered intermediary |
|
|
28
April 2020 |
Existing
grandfathered unlisted NCDs |
https://www.sebi.gov.in/legal/circulars/apr-2020/existing-grandfathered-unlisted-ncds_46593.html
|
|
27
April 2020 |
Extension
of implementation date of Circular on ‘Review of Margin Framework for Cash
and Derivatives segments (except for Commodity Derivatives Segment)’ |
|
|
27
April 2020 |
SEBI
reduces Broker turnover fees and filing fees for issuers |
|
|
24
April 2020 |
Relaxation
in timelines for compliance with regulatory requirements by Depository and
depository participants. |
|
|
24
April 2020 |
Clarification
on Know Your Client (KYC) Process and Use of Technology for KYC |
|
|
23
April 2020 |
Relaxation
in relation to Regulation 44(5) of the SEBI (Listing Obligations and
Disclosure Requirements) Regulations, 2015 (‘LODR’) on holding of Annual
General Meeting (AGM) by top 100 listed entities by market capitalization,
due to the COVID –19 pandemic |
|
|
23
April 2020 |
Review
of provisions of the circular dated September 24, 2019 issued under SEBI (Mutual
Funds) Regulations, 1996 due to the COVID - 19 pandemic and moratorium
permitted by RBI |
|
|
23
April 2020 |
Relaxation
in Regulation 24(i)(f) of the SEBI (Buy-back of Securities) Regulations, 2018
due to the COVID 19 pandemic |
|
|
21
April 2020 |
Measures
to further facilitate fund raising from capital markets in the backdrop of
COVID-19 pandemic |
|
|
21
April 2020 |
One-time
relaxation with respect to validity of SEBI Observations |
|
|
21
April 2020 |
Relaxations
from certain provisions of the SEBI (Issue of Capital and Disclosure Requirements)
Regulations, 2018 in respect of Rights Issue |
|
|
21
April 2020 |
Relaxation
in timelines for compliance with regulatory requirements by trading members/
clearing members |
|
|
20
April 2020 |
Regulatory
measures introduced by SEBI to continue in view of ongoing uncertainty |
|
|
17
April 2020 |
"Additional
relaxations / clarifications in relation to compliance with certain
provisions of the SEBI (Listing Obligations and Disclosure
Requirements) Regulations, 2015 (‘LODR’) due to the COVID – 19 pandemic" |
|
|
16
April 2020 |
Relaxation
in time period for certain activities carried out by depository participants,
RTAs / issuers, KRAs, stock brokers |
|
|
16
April 2020 |
Relaxation
in timelines for compliance with regulatory requirements by trading members /
clearing members |
|
|
15
April 2020 |
SEBI
Notification on COVID 19 |
https://www.sebi.gov.in/legal/circulars/apr-2020/sebi-notification-on-covid-19_46516.html |
|
13
April 2020 |
Relaxation
in adherence to prescribed timelines issued by SEBI due to Covid 19 |
|
|
30
March 2020 |
Relaxation
from compliance with certain provisions of the circulars issued under SEBI
(Credit Rating Agencies) Regulations, 1999 due to the COVID-19 pandemic and
moratorium permitted by RBI |
|
|
30
March 2020 |
Extension
of deadline for implementation of the circular on Stewardship Code for all
mutual funds and all categories of AIFs due to the CoVID-19 pandemic |
|
|
30
March 2020 |
Continuation
of Phase II of UPI with ASBA due to Covid-19 virus pandemic |
|
|
30
March 2020 |
Temporary
relaxation in processing of documents pertaining to FPIs due to COVID-19 |
|
|
30
March 2020 |
Relaxation
in compliance with requirements pertaining to Portfolio Managers |
|
|
30
March 2020 |
Relaxation
in compliance with requirements pertaining to AIFs and VCFs |
|
|
27
March 2020 |
Takeovers
- Easing of Operational Procedure |
https://www.sebi.gov.in/filings/takeovers/mar-2020/easing-of-operational-procedure_46440.html |
|
27
March 2020 |
Relaxation
from compliance with certain provisions of the SAST Regulations, 2011 due to
the COVID-19 pandemic |
|
|
27
March 2020 |
Easing
of Operational Procedure - Division of Issues and Listing - CFD |
|
|
26
March 2020 |
Further
relaxations from compliance with certain provisions of the SEBI (Listing
Obligations and Disclosure Requirements) Regulations, 2015 and the SEBI
circular dated January 22, 2020 relating to Standard Operating Procedure due
to the COVID -19 virus pandemic |
|
|
26
March 2020 |
Buybacks
- Easing of Operational Procedure |
https://www.sebi.gov.in/filings/buybacks/mar-2020/easing-of-operational-procedure_46437.html |
|
24
March 2020 |
SEBI
Notification on COVID-19 |
https://www.sebi.gov.in/legal/circulars/mar-2020/sebi-notification-covid-19_46425.html |
|
23
March 2020 |
Relaxation from compliance with certain provisions of the SEBI
(Listing Obligations
and Disclosure Requirements) Regulations,
2015 and certain SEBI Circulars due to the COVID -19 virus
pandemic–continuation |
|
|
23
March 2020 |
Relaxation
from compliance to REITs and InvITs due to the COVID -19 virus pandemic |
|
|
23
March 2020 |
Encumbrance
on units of Real Estate Investment Trusts |
|
|
23 March
2020 |
Encumbrance
on units of Infrastructure Investment Trusts |
|
|
23
March 2020 |
Interoperability
among Clearing Corporations: Revision of criteria for entering the
risk-reduction Mode |
|
|
23
March 2020 |
Relaxation
in compliance with requirements pertaining to Mutual Funds |
|
|
23
March 2020 |
SEBI’s
decisions to reduce compliance burden on Market Participants |
|
|
20
March 2020 |
Regulatory
measures taken by SEBI in view of ongoing market volatility |
|
|
19
March 2020 |
Relaxation
from compliance with certain provisions of the SEBI (Listing Obligations and
Disclosure Requirements) Regulations, 2015 due to the COVID -19 virus
pandemic |
|
|
19
March 2020 |
Relaxation
from compliance with certain provisions of SEBI (Listing Obligations and
Disclosure Requirements) Regulations, 2015 due to the COVID -19 virus
pandemic |